Wrangle Blog
Prospecting with the DOL Penalty Data
The EBSA Plan Administration of the DOL, the enforcers of the 5500 filings rulings, take their job seriously. In 2016, the it ran 2,002 civil investigations with 67% of the cases resulting in a DOL penalty.1 Why would you want to know this? Because if you learn from the companies...
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9 Form 5500 Errors that Might Lead to a DOL Audit
“NO!” This is the answer that we often encounter when we advise making a form 5500 filing amendment. Many fear that sending an amended filing will lead to a DOL audit. In fact, the opposite typically true. In most cases, leaving a glaring mistake in place could very well lead...
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EBSA’s Debate on the Fate for the SAR, SPD and Annual Notices
EBSA’s Advisory Council Meetings Overview The EBSA Advisory Council meetings in June and August 2017 discussed the fate of three key ERISA mandated disclosures: The Summary Annual Report (SAR), The Summary Plan Description (SPD) The numerous annual and event-based notices Goals for November Presentation The goal of June’s meeting was...
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